Part 2 of 2: How capnograph monitors work explained simply


Note: This is part 2 of the discussion of the capnograph monitors work. If you have not read part 1, please click here to go to part 1.



Main Stream and Side Stream Compared:

Now that you understand response time, we can compare mainstream and sidestream analysers.

Response time:

In sidestream analysers, the gases have to travel in the sampling tube before reaching the sensor. This delay (transit time), makes side stream analysers have a slower response time than main stream analysers, which don’t have any delay due to transit time.

side_main_comp

Weight at the patient end:

In a side stream analyser, only a thin tube is connected at the patient end. Therefore, the patient end is light.

On the other hand, a mainstream analyser is located directly at the patient end and is much bulkier than a simple side stream sampling tube.

heavy_light

Monitoring from facemask :

The thin tube of side stream analysers can be easily attached to the face mask of awake / sedated patients, giving some feedback on their respiration.

Mainstream analysers are more difficult to use in this way as they are more bulky.

mask

Removal of gases:

Side stream analysers continuously suction gases for analysis. This can range from approximately 50 – 150 mL/min, and if the patient has small breaths (e.g. neonates/paediatrics) the removed sample volume may become significant. Mainstream analysers do not remove any gases, so do not have this problem.

Obstruction:

The tubing of a side stream analyser can get blocked or kinked. Mainstream analysers do not have this problem.


Water vapour

Water can interfere with CO2 analysis and lead to errors. Therefore, it is important to prevent moisture from the patient’s expired breath from condensing onto the analyser. The condensing of water occurs when the warm expired water vapour at body temperature cools down to room temperature.

In mainstream analysers, condensation is minimized by electrically heating the analyser.

heated_chamber

In sidestream analysers, water vapour from the patient’s expired breath can condense in the sampling tube.

condensation

If this condensed water enters the sensor there will be errors in the measurement of CO2. To minimise this error, before the tube enters the sensor, there is a water trap (green vessel shown below), which collects any water that may have condensed.

trap

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Formation of capnograph trace

The capnograph is a trace of CO2 levels over time. As the CO2 levels at the sampling point fall and rise over time due to inspiration and expiration, you get a capnograph trace.

simple_trace

At a very basic level, you can think of a capnograph trace as a line that alternates between being at the baseline and then being at a higher level, before falling again to near the baseline.

arrow_trace

The lines near the baseline represent inspiration and the higher lines represent expiration. (While this is an “approximate” and easy way to remember it, a more accurate description will be explained to you later).

simple_ins_exp

If you can’t remember which is which, try this memory aid.

When you inspire, you inspire downwards. When you expire, you expire upwards …..

in_ex_memory

In reality, expiration begins slightly at a different place from what has been shown to you before. Don’t worry, I will explain it step by step.

real_in_exp

Before proceeding to explain the formation of a capnograph, we need to simplify certain things. First of all, I will represent the respiratory system as a piston ( or syringe if you wish) that is connected to a tube.

basic_syringe

In the example below, the “lungs” are taking in a breath (inspiration).

insp_syringes

In real life, the patient in whom we monitor CO2 will most likely be connected to a breathing system (e.g. anaesthesia breathing system). In the example below, the patient is connected to such a breathing system and is inspiring oxygen.

insp_t_tube

The pink outline in the diagrams is the lung tissue (alveoli) where gases can easily diffuse. In the example below, the oxygen (shown in green) is diffusing out, to be taken up by the blood circulation.

diffusion

The thick red lines in the diagrams represent the trachea and bronchi. Note that these transport gas, but unlike the alveoli, do not allow gas exchange. These areas are called “anatomical dead space” because they behave merely as transport tubes, that don’t allow gas exchange across their walls.

t_dead

Now, over the next few diagrams, let me show you expiration. Oxygen will be shown in green and CO2 will be shown in grey.

Below, the lung on your left has just finished inspiration of oxygen. The oxygen moves out of the lung and CO2 moves into the lung.

co2_diffusion

Note that the trachea and bronchi (dead space) do not allow CO2 to enter. Therefore, though the lungs are filled with CO2, the trachea and bronchi (dead space) have oxygen.

co2_dead

The oxygen in the dead space (trachea) is important to note. When expiration begins, the first gas to come out is not CO2. Instead, it is the oxygen that was in the dead space that comes out first.

co2_exp

I will now explain the formation of a typical capnograph waveform using the diagrammatic form of respiration that we just went through.

syringe_strip

First, we need to connect the CO2 analyser.

first_connection

However, this diagram is too complicated, so I will represent the analyser only with a yellow rectangle at the junction of the trachea and the breathing system tubing.

simple_detector

We will start at the end of expiration.

The patient has just expired CO2 from the lungs. This is represented by the horizontal line shown in grey. I have labelled it “E” to remind you that this is an expiration.

exp_start

The patient now starts inspiration. Oxygen goes past the sensor. Oxygen of course has no CO2, so the graph rapidly goes down to zero.

start_insp

As inspiration continues, oxygen keeps on passing the analyser. Because all this oxygen has no CO2, the trace remains at zero (baseline). This continues till the end of inspiration.

insp_cont

After inspiration, the oxygen in the lung is replaced by CO2. However, remember that CO2 does not enter the dead space (area between thick red lines), which therefore still has oxygen.

co2_entry

Now expiration begins.

Note that the first portion of the expiration is the gas in the dead space, which in this example is oxygen. Since there is no CO2 in the dead space gas, the capnograph trace in early expiration remains at the baseline.

dead_expired

After the dead space gas passes the analyser, the lung (alveolar gas) reaches the analyser. This has CO2 and this causes the CO2 reading to rise. The rising portion of the trace (upstroke) therefore represents the transition from dead space gas (which has no CO2) to alveolar gas (which has CO2).

mid_expiry

The expiration continues with more CO2 passing the analyser. The continues till the end of expiration.

end_expiry

And this brings us to where we started the description!

restart

Here is a longer trace, inspiration represented by blue and expiration represented by pink.

blu_pink_trace

Just in case all this colour is giving you a headache, here is the same trace in black and white.

black_i_e_trace

And this is how it might look on your hospital capnograph monitor.

inverse_trace

End-tidal CO2

Capnograph monitors display a very useful number called “end-tidal” CO2. End-tidal means “end of breath” measurement. I.e. It is the CO2 measured at the very end of expiration (red arrow). In the example below, the end-tidal CO2 is 5 kPa ( Note: units in your hospital may be different, e.g. mmHg or Vol %)

5kpa_arrow

The end-tidal CO2 is approximately equal to the arterial blood CO2, so is a non-invasive and convenient way of estimating arterial CO2. However, various conditions can make this estimation incorrect. Please refer to physiology and clinical resources for more details.

End-tidal CO2 is often abbreviated as shown below.

etco2

Sample waveforms

This section will show you some sample waveforms.

Warning! This website focuses on the physical principles of how equipment works. It is not a clinical resource so do not rely on these waveforms for patient care. Refer to appropriate resources for clinical use. The waveforms have been exaggerated to make them more clear to you.

The “normal” waveform

normal_trace

The “straight line”

flat_line

Some possible reasons:

Before you panic, rule out a capnograph that is not connected! An unconnected capnograph will read room air, which has nearly zero CO2.

Complete obstruction of lungs: e.g. very severe bronchospasm leading to complete obstruction

Complete obstruction of the airway: e.g. tracheal tube obstruction

Complete obstruction of capnograph sampling tubing

Respiratory arrest (apnoea): e.g. too much opioid

Cardiac arrest: There is no circulation to bring CO2 to the lungs

Sloping expiratory trace

sloping

Some possible reasons:

Partial obstruction of lungs: e.g. bronchospasm, chronic obstructive pulmonary disease (COPD)

Partial obstruction of the airway: e.g. tracheal tube secretions, kinking

High expiratory tracing :

8_kpa

Some possible reasons:

Inadequate ventilation (hypoventilation): Because of inadequate ventilation, the lung has to “pack” more CO2 in each breath.

Increased CO2 production: e.g. In the condition of malignant hyperpyrexia, the body produces huge amounts of CO2, which is reflected in the high ETCO2 readings.

Low expiratory tracing :

3_kpa

Some possible reasons:

Hyperventilating the patient: The ventilation is higher than that necessary to get rid of the CO2 produced by the body.

Re breathing

rebreathing

In an anaesthesia circle breathing system, the gases go around, and this has certain advantages. However, it is undesirable for the patient to breathe his/her own CO2, as shown below.

circle_rebreath

To prevent the patient from breathing his / her own CO2 (“re-breathing”), circle breathing systems have a CO2 absorber (shown in pink). As its name suggests, the “CO2 absorber” “absorbs” CO2.

circle_exp

However, over time, the CO2 absorber loses its ability to absorb CO2. i.e. it gets depleted. When this happens, it no longer efficiently absorbs CO2, causing the patient to “re-breathe” CO2.

absorber_expired

Normally the inspiratory gas does not contain CO2, and this makes the inspiratory part of the trace follow the baseline (green trace below). When re-breathing occurs, there is CO2 in the inspiratory gas, making the inspiratory trace rise above the baseline (grey trace).

syringe_rebreath

“Relaxant Notches”

When a patient has been given a muscle relaxant, the respiratory muscles are paralysed and cannot “move”. The patient with a muscle relaxant is therefore connected to a ventilator, which does all the work. However, when the relaxant has worn off, the respiratory muscles (diaphragm) can contract.

diaphram

These contractions disturb the flow of CO2 out of the lung which results in brief depressions (notches, shown below by red arrows) to appear in the CO2 trace.

curare_cleft

“Surgeon Notches”

In the “relaxant notches”, the wearing off of muscle relaxant lets the diaphragm contract and disturbs the CO2 waveform. A similar effect can be seen when, instead of the diaphragm, one of the surgeons presses on the chest wall.

finger

So before you blame the notches on the muscle relaxant, have a look at the chest to see if the surgeons are leaning/pressing on it!

finger_cleft

“Cardiac Notches” (cardiac oscillations)

So far we have seen that the diaphragm and the surgeon’s hands can cause notches to appear in the capnograph. In a similar way, the contracting and relaxing of the patient’s heart can repeatedly “press” on the lungs and disturb the capnograph waveform.

mediastinum

The disturbance caused by the cardiac oscillations may be seen as a series of notches in the waveform.

oscillations

Esophageal Intubation

If a tracheal tube is mistakenly put into the oesophagus and if this is not recognized quickly enough, the patient may die of hypoxia. Therefore early recognition of tracheal intubation is crucial and the capnograph is extremely useful in this situation. The most useful feature is that the lungs have CO2 whereas the stomach and esophagus have little or no CO2.

stomach

If the tracheal tube is in the oesophagus, there will be no or little CO2. You may either see a flat trace or a rapidly descending series of curves.

esophageal

Other measurement techniques

The method described so far for CO2 measurement is the most commonly used method. There are other methods in use as well. However, these are not as commonly used and will not be described in much detail. These other methods are:

Raman Spectrography: This technique uses a laser to shine a light beam at the sample of CO2. The sample changes the wavelength of some of the light beams and these changes are used to measure the CO2.

Photo Acoustic Spectrography: The CO2 sample is bombarded with pulses of infrared waves. This makes the CO2 sample rapidly expand and contract, producing sound waves. A sensitive microphone picks up these sound waves, which vary according to how much CO2 is present in the sample.

Mass Spectrography: A very bulky device that measures the charge-to-mass relationship of the measured substance. It is not commonly used.

Well, that is it for this session on capnography. Hope you enjoyed it and learnt something. See you soon in another session …….  Bye!


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